Accredited Investors Only · SEC Rule 506(c)

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This application is for informational purposes only and does not constitute an offer to sell or a solicitation to buy any securities. Any such offer will be made only pursuant to the Fund's Private Placement Memorandum. ALTA NOVA HIGH INCOME FUND is exempt from registration in accordance with SEC rule 506(C). Accredited investors only. © 2026 Alta Nova High Income Fund.
SEC Definition · Rule 501 of Regulation D
Accredited Investor
An individual qualifies as an Accredited Investor if they meet any one of the following:

Income Test: Annual income exceeding $200,000 (or $300,000 jointly with a spouse) in each of the two most recent years, with a reasonable expectation of the same income level in the current year.

Net Worth Test: Net worth exceeding $1,000,000, either individually or jointly with a spouse, excluding the value of the primary residence.

Professional Credentials: Holds a Series 7, Series 65, or Series 82 license in good standing.

Entities (trusts, LLCs, corporations) with assets exceeding $5,000,000 may also qualify.
SEC Definition · Section 2(a)(51) of the Investment Company Act
Qualified Purchaser
A Qualified Purchaser is a higher standard than Accredited Investor. An individual or entity qualifies if they meet any one of the following:

Individual: Owns not less than $5,000,000 in investments.

Family-Owned Company: A company owned directly or indirectly by two or more members of a family that owns not less than $5,000,000 in investments.

Qualified Institutional Buyer: A trust, investment manager, or other entity that owns and invests on a discretionary basis not less than $25,000,000 in investments.

Qualified Purchaser status allows investment in certain funds that are not available to Accredited Investors alone.